Application for quotation of securities - NEU
Released
Released
Announcement PDF
Appendix 2A - Application for quotation of securities
Announcement Summary
Entity name
NEUREN PHARMACEUTICALS LIMITED
Announcement Type
New announcement
Date of this announcement
Monday April 08, 2024
The +securities to be quoted are:
+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being
converted
Total number of +securities to be quoted
ASX +security
code
Security description
NEU
ORDINARY FULLY PAID
Number of +securities to
be quoted
Issue date
200,000
08/04/2024
Refer to next page for full details of the announcement
Appendix 2A - Application for quotation of securities
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Appendix 2A - Application for quotation of securities
Part 1 - Entity and announcement details
1.1 Name of entity
NEUREN PHARMACEUTICALS LIMITED
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix
2A of the ASX Listing Rules.
1.2 Registered number type
Registration number
ABN
72111496130
1.3 ASX issuer code
NEU
1.4 The announcement is
New announcement
1.5 Date of this announcement
8/4/2024
Appendix 2A - Application for quotation of securities
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Appendix 2A - Application for quotation of securities
Part 2 - Type of Issue
2.1 The +securities to be quoted are:
+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being
converted
2.2 The +class of +securities to be quoted is:
Additional +securities in a class that is already quoted on ASX ("existing class")
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Appendix 2A - Application for quotation of securities
Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an
Appendix 3B
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
NEUAAA : OPTIONS EXPIRING 03-FEB-2026 EX $3.46
TO (Existing Class)
ASX +security code and description
NEU : ORDINARY FULLY PAID
Please state the number of options
that were exercised or other
+convertible securities that were
converted
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
8/4/2024
8/4/2024
200,000
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
No
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
An issue of new +securities
The underlying +securities being received by the holder are:
Intended to be, but are not yet, quoted by ASX
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Yes
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Yes
Provide details of the KMP or +associates who are exercising options or converting convertible securities
Name of KMP
Name of registered holder
Number of options being exercised
or other +convertible securities
being converted
Gerry Zhao
Gerry Zhao
200,000
Issue date
8/4/2024
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Yes
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Appendix 2A - Application for quotation of securities
Issue details
Number of +securities to be quoted
200,000
Are the +securities being issued for a cash consideration?
Yes
In what currency is the cash consideration being paid?
What is the issue price per +security?
AUD - Australian Dollar
AUD 3.46000000
Any other information the entity wishes to provide about the +securities to be quoted
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Appendix 2A - Application for quotation of securities
Part 4 - Issued capital following quotation
Following the quotation of the +securities the subject of this application, the issued capital of the entity will
comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if
other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the
+securities subject of this application)
ASX +security code and description
Total number of
+securities on issue
NEU : ORDINARY FULLY PAID
127,695,676
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
ASX +security code and description
NEUAZ : ORDINARY FULLY PAID
Total number of
+securities on issue
2,250,000
NEUAAB : OPTION EXPIRING 08-JUL-2026 EX $3.83
450,000
NEUAAA : OPTIONS EXPIRING 03-FEB-2026 EX $3.46
770,000
NEUAAC : OPTION EXPIRING 07-FEB-2029 EX $23.09
700,000
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