Becoming a substantial holder
Released
Released
Announcement PDF
603
page 1/2
15 July 2001
Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To Company Name/Scheme
Neuren Pharmaceuticals Limited
ACN/ARSN
111 496 130
1. Details of substantial holder (1)
Name
ACN/ARSN (if applicable)
Vanguard Group (The Vanguard Group, Inc. and its controlled entities including those
listed in Annexure A)
N/A
The holder became a substantial holder on
19 February 2025
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had
a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Class of securities (4)
Ordinary
Number of securities
6,503,840
Person’s votes (5)
6,503,840
Voting power (6)
5.000%
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a
substantial holder are as follows:
Holder of relevant interest
Vanguard Group
Nature of relevant interest (7)
Vanguard Group is the manager of various Mutual funds
and accounts and in that capacity has the power to dispose
of the shares. The other members of Vanguard Group have
a relevant interest under section 608(3) of the Corporations
Act.
Class and number of securities
Ordinary – 6,503,840
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant
interest
Vanguard Group
Registered holder of
securities
Brown Brothers Harriman
Person entitled to be
registered as holder (8)
Various funds and other accounts of Vanguard Group
Class and number of
securities
Ordinary – 82,960
Vanguard Group
BNY Mellon
Various funds and other accounts of Vanguard Group
Ordinary – 506,825
Vanguard Group
JP Morgan Chase Bank,
N.A.
Various funds and other accounts of Vanguard Group
Ordinary – 4,857,089
Vanguard Group
State Street Bank and Trust
Company
Various funds and other accounts of Vanguard Group
Ordinary – 1,056,966
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder
became a substantial holder is as follows:
Holder of relevant interest
Date of acquisition
Consideration (9)
See Annexure A
External Use Authorized
Class and number
of securities
603
page 2/2
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
N/A
N/A
7. Addresses
The addresses of persons named in this form are as follows:
Name
Vanguard Group
Address
P.O. Box 2600, V26 Valley Forge, PA 19482 USA
print name
Shawn Acker
sign here
capacity
date
External Use Authorized
Compliance Manager
24 February 2025
15 July 2001
DIRECTIONS
(1)
If there are a number of substantial holders with similar or related interests (eg. a corporation and its related corporations, or the manager and
trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially
similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses
of members is clearly set out in paragraph 7 of the form.
(2)
See the definition of “associate” in section 9 of the Corporations Act 2001.
(3)
See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.
(4)
The voting shares of a company constitute one class unless divided into separate classes.
(5)
The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an
Associate has a relevant interest in.
(6)
The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.
(7)
Include details of:
(a)
any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of
any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract,
scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
(b)
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the
securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.
(8)
If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown”.
(9)
Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest has acquired has, or
may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a
contingency. Details must be included of any benefit paid on behalf of the substantial holder of its associate in relation to the acquisitions, even if
they are not paid directly to the person from whom the relevant interest was acquired.
External Use Authorized
Annexure A
To Company
ACN/ARSN
Neuren Pharmaceuticals Limited
111 496 130
Substantial Holder Name
ACN/ARSN
Vanguard Group
N/A
Date of change
Nature of
Change(6)
BUY
BUY
BUY
BUY
BUY
BUY
SELL
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
SELL
SELL
BUY
BUY
SELL
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
SELL
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
Person whose relevant interest changed
13-Nov-2024 The Vanguard Group, Inc.
3-Dec-2024 The Vanguard Group, Inc.
3-Dec-2024 The Vanguard Group, Inc.
5-Dec-2024 The Vanguard Group, Inc.
6-Dec-2024 The Vanguard Group, Inc.
11-Dec-2024 The Vanguard Group, Inc.
20-Dec-2024 The Vanguard Group, Inc.
7-Jan-2025 The Vanguard Group, Inc.
31-Jan-2025 The Vanguard Group, Inc.
6-Feb-2025 The Vanguard Group, Inc.
19-Feb-2025 The Vanguard Group, Inc.
21-Oct-2024 Vanguard Investments Australia Ltd.
22-Oct-2024 Vanguard Investments Australia Ltd.
22-Oct-2024 Vanguard Investments Australia Ltd.
23-Oct-2024 Vanguard Investments Australia Ltd.
24-Oct-2024 Vanguard Investments Australia Ltd.
25-Oct-2024 Vanguard Investments Australia Ltd.
25-Oct-2024 Vanguard Investments Australia Ltd.
28-Oct-2024 Vanguard Investments Australia Ltd.
28-Oct-2024 Vanguard Investments Australia Ltd.
29-Oct-2024 Vanguard Investments Australia Ltd.
30-Oct-2024 Vanguard Investments Australia Ltd.
30-Oct-2024 Vanguard Investments Australia Ltd.
30-Oct-2024 Vanguard Investments Australia Ltd.
31-Oct-2024 Vanguard Investments Australia Ltd.
1-Nov-2024 Vanguard Investments Australia Ltd.
1-Nov-2024 Vanguard Investments Australia Ltd.
5-Nov-2024 Vanguard Investments Australia Ltd.
5-Nov-2024 Vanguard Investments Australia Ltd.
6-Nov-2024 Vanguard Investments Australia Ltd.
8-Nov-2024 Vanguard Investments Australia Ltd.
11-Nov-2024 Vanguard Investments Australia Ltd.
12-Nov-2024 Vanguard Investments Australia Ltd.
13-Nov-2024 Vanguard Investments Australia Ltd.
20-Nov-2024 Vanguard Investments Australia Ltd.
25-Nov-2024 Vanguard Investments Australia Ltd.
26-Nov-2024 Vanguard Investments Australia Ltd.
26-Nov-2024 Vanguard Investments Australia Ltd.
28-Nov-2024 Vanguard Investments Australia Ltd.
28-Nov-2024 Vanguard Investments Australia Ltd.
2-Dec-2024 Vanguard Investments Australia Ltd.
5-Dec-2024 Vanguard Investments Australia Ltd.
9-Dec-2024 Vanguard Investments Australia Ltd.
10-Dec-2024 Vanguard Investments Australia Ltd.
13-Dec-2024 Vanguard Investments Australia Ltd.
17-Dec-2024 Vanguard Investments Australia Ltd.
19-Dec-2024 Vanguard Investments Australia Ltd.
19-Dec-2024 Vanguard Investments Australia Ltd.
19-Dec-2024 Vanguard Investments Australia Ltd.
20-Dec-2024 Vanguard Investments Australia Ltd.
20-Dec-2024 Vanguard Investments Australia Ltd.
23-Dec-2024 Vanguard Investments Australia Ltd.
24-Dec-2024 Vanguard Investments Australia Ltd.
24-Dec-2024 Vanguard Investments Australia Ltd.
27-Dec-2024 Vanguard Investments Australia Ltd.
31-Dec-2024 Vanguard Investments Australia Ltd.
2-Jan-2025 Vanguard Investments Australia Ltd.
3-Jan-2025 Vanguard Investments Australia Ltd.
6-Jan-2025 Vanguard Investments Australia Ltd.
8-Jan-2025 Vanguard Investments Australia Ltd.
10-Jan-2025 Vanguard Investments Australia Ltd.
13-Jan-2025 Vanguard Investments Australia Ltd.
13-Jan-2025 Vanguard Investments Australia Ltd.
15-Jan-2025 Vanguard Investments Australia Ltd.
17-Jan-2025 Vanguard Investments Australia Ltd.
20-Jan-2025 Vanguard Investments Australia Ltd.
21-Jan-2025 Vanguard Investments Australia Ltd.
23-Jan-2025 Vanguard Investments Australia Ltd.
#
External Use Authorized
Consideration
given in relation
to change(7)
Class
16.54 Ordinary
13.09 Ordinary
13.35 Ordinary
12.74 Ordinary
12.80 Ordinary
13.47 Ordinary
12.14 Ordinary
12.12 Ordinary
14.49 Ordinary
13.93 Ordinary
13.52 Ordinary
12.91 Ordinary
12.55 Ordinary
12.55 Ordinary
12.78 Ordinary
12.45 Ordinary
12.47 Ordinary
12.47 Ordinary
12.61 Ordinary
12.61 Ordinary
12.33 Ordinary
12.28 Ordinary
12.28 Ordinary
12.28 Ordinary
12.35 Ordinary
12.25 Ordinary
12.25 Ordinary
12.27 Ordinary
12.27 Ordinary
13.27 Ordinary
16.57 Ordinary
16.33 Ordinary
17.03 Ordinary
16.54 Ordinary
13.69 Ordinary
12.66 Ordinary
12.32 Ordinary
12.32 Ordinary
12.63 Ordinary
12.63 Ordinary
12.69 Ordinary
12.76 Ordinary
12.74 Ordinary
12.97 Ordinary
13.32 Ordinary
13.16 Ordinary
12.54 Ordinary
12.54 Ordinary
12.54 Ordinary
12.14 Ordinary
12.14 Ordinary
12.21 Ordinary
12.20 Ordinary
12.20 Ordinary
12.34 Ordinary
12.50 Ordinary
12.25 Ordinary
12.20 Ordinary
12.01 Ordinary
12.46 Ordinary
11.91 Ordinary
11.85 Ordinary
11.85 Ordinary
11.01 Ordinary
13.20 Ordinary
12.90 Ordinary
13.60 Ordinary
14.55 Ordinary
Number of securities Person's votes
affected
affected
9,458
9,458
18,552
18,552
1,064
1,064
2,124
2,124
138
138
18,208
18,208
(12,492)
(12,492)
13,211
13,211
223
223
121
121
17,721
17,721
1,236
1,236
118
118
2,360
2,360
412
412
824
824
1,170
1,170
819
819
1,392
1,392
1,392
1,392
812
812
115
115
345
345
575
575
154
154
1,710
1,710
684
684
1,236
1,236
1,648
1,648
1,344
1,344
1,665
1,665
2,616
2,616
1,239
1,239
1,199
1,199
824
824
(18,858)
(18,858)
(6,912)
(6,912)
1,536
1,536
1,568
1,568
(15,015)
(15,015)
1,243
1,243
1,155
1,155
1,368
1,368
456
456
565
565
452
452
678
678
2,260
2,260
28,137
28,137
11,790
11,790
12,492
12,492
113
113
904
904
1,130
1,130
385
385
(3,850)
(3,850)
218
218
777
777
1,332
1,332
666
666
1,665
1,665
666
666
377
377
440
440
1,320
1,320
436
436
436
436
440
440
Annexure A
Date of change
Nature of
Change(6)
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
SELL
BUY
BUY
BUY
BUY
BUY
BUY
BUY
Person whose relevant interest changed
24-Jan-2025 Vanguard Investments Australia Ltd.
24-Jan-2025 Vanguard Investments Australia Ltd.
28-Jan-2025 Vanguard Investments Australia Ltd.
28-Jan-2025 Vanguard Investments Australia Ltd.
30-Jan-2025 Vanguard Investments Australia Ltd.
3-Feb-2025 Vanguard Investments Australia Ltd.
4-Feb-2025 Vanguard Investments Australia Ltd.
6-Feb-2025 Vanguard Investments Australia Ltd.
6-Feb-2025 Vanguard Investments Australia Ltd.
6-Feb-2025 Vanguard Investments Australia Ltd.
10-Feb-2025 Vanguard Investments Australia Ltd.
11-Feb-2025 Vanguard Investments Australia Ltd.
12-Feb-2025 Vanguard Investments Australia Ltd.
12-Feb-2025 Vanguard Investments Australia Ltd.
17-Feb-2025 Vanguard Investments Australia Ltd.
18-Feb-2025 Vanguard Investments Australia Ltd.
18-Feb-2025 Vanguard Investments Australia Ltd.
This is Annexure A of 2 pages referred to in Form 603, Notice of initial substantial holder.
Signature:
Name: Shawn Acker
Capacity: Compliance Manager
Date: 24 February 2025
#
External Use Authorized
Consideration
given in relation
to change(7)
Class
14.73 Ordinary
14.73 Ordinary
14.39 Ordinary
14.39 Ordinary
14.45 Ordinary
13.67 Ordinary
13.18 Ordinary
13.93 Ordinary
13.93 Ordinary
13.93 Ordinary
13.72 Ordinary
13.31 Ordinary
13.05 Ordinary
13.05 Ordinary
13.30 Ordinary
13.07 Ordinary
13.07 Ordinary
Number of securities Person's votes
affected
affected
1,320
1,320
154
154
1,650
1,650
770
770
333
333
336
336
1,904
1,904
1,017
1,017
1,695
1,695
(1,131)
(1,131)
336
336
2,128
2,128
565
565
231
231
5,866
5,866
2,340
2,340
2,340
2,340
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